AI Governance, Risk, and Compliance Questions
Practice questions for AI Governance, Risk, and Compliance topic in CompTIA SecAI+. 18 questions covering this domain.
A data privacy officer is reviewing an AI system that processes personal data of EU residents to make automated credit decisions. Which two regulatory...
Which European Union regulation establishes a risk-based legal framework classifying AI systems by their potential harm and imposing different obligat...
An organization is deploying a high-risk AI system under the EU AI Act. The compliance team must ensure the system meets specific regulatory requireme...
A governance team is building an AI accountability structure for an enterprise that deploys AI in HR, finance, and security operations. They must defi...
What is the primary purpose of an AI impact assessment in a governance program?
An organization must demonstrate to auditors that their AI systems are being governed according to the NIST AI RMF. Which four core functions of the N...
A security team is conducting an AI risk assessment for a new AI-powered hiring tool. They discover the model produces statistically different outcome...
Which framework published by NIST is specifically designed to help organizations identify and manage risks associated with AI systems across their ful...
An organization is required to comply with both GDPR and the EU AI Act for an AI system that analyzes employee behavior to detect insider threats. A l...
Which term describes the documentation artifact that records an AI model's intended purpose, performance characteristics, training data, known limitat...
A governance team is assessing the risks of deploying a generative AI system that produces customer-facing financial advice. The system is powered by ...
An organization must demonstrate that its AI systems do not systematically disadvantage any protected demographic group in employment screening decisi...
An organization must comply with the EU AI Act as a provider of a high-risk AI system used in CV screening for employment. The system processes person...
Which ethical AI principle requires that the results of an AI system's decisions can be reviewed, challenged, and corrected, and that specific individ...
An organization's AI governance program must demonstrate to internal audit that AI risks are being proactively identified, categorized, and treated. W...
A compliance team is implementing an AI governance program and must ensure that all AI systems are inventoried, their risk levels documented, and resp...
Under the EU AI Act, which category of AI system is subject to the strictest prohibitions and cannot be deployed in the EU under any circumstances?
An organization has deployed an AI-based system that automatically denies access to a restricted facility based on facial recognition. An employee dis...
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