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AI Governance, Risk, and Compliance Questions

Practice questions for AI Governance, Risk, and Compliance topic in CompTIA SecAI+. 18 questions covering this domain.

18 questions6 easy8 medium4 hard
Q1
medium

A data privacy officer is reviewing an AI system that processes personal data of EU residents to make automated credit decisions. Which two regulatory...

Q2
easy

Which European Union regulation establishes a risk-based legal framework classifying AI systems by their potential harm and imposing different obligat...

Q3
medium

An organization is deploying a high-risk AI system under the EU AI Act. The compliance team must ensure the system meets specific regulatory requireme...

Q4
hard

A governance team is building an AI accountability structure for an enterprise that deploys AI in HR, finance, and security operations. They must defi...

Q5
easy

What is the primary purpose of an AI impact assessment in a governance program?

Q6
medium

An organization must demonstrate to auditors that their AI systems are being governed according to the NIST AI RMF. Which four core functions of the N...

Q7
medium

A security team is conducting an AI risk assessment for a new AI-powered hiring tool. They discover the model produces statistically different outcome...

Q8
easy

Which framework published by NIST is specifically designed to help organizations identify and manage risks associated with AI systems across their ful...

Q9
hard

An organization is required to comply with both GDPR and the EU AI Act for an AI system that analyzes employee behavior to detect insider threats. A l...

Q10
easy

Which term describes the documentation artifact that records an AI model's intended purpose, performance characteristics, training data, known limitat...

Q11
hard

A governance team is assessing the risks of deploying a generative AI system that produces customer-facing financial advice. The system is powered by ...

Q12
medium

An organization must demonstrate that its AI systems do not systematically disadvantage any protected demographic group in employment screening decisi...

Q13
hard

An organization must comply with the EU AI Act as a provider of a high-risk AI system used in CV screening for employment. The system processes person...

Q14
easy

Which ethical AI principle requires that the results of an AI system's decisions can be reviewed, challenged, and corrected, and that specific individ...

Q15
medium

An organization's AI governance program must demonstrate to internal audit that AI risks are being proactively identified, categorized, and treated. W...

Q16
medium

A compliance team is implementing an AI governance program and must ensure that all AI systems are inventoried, their risk levels documented, and resp...

Q17
easy

Under the EU AI Act, which category of AI system is subject to the strictest prohibitions and cannot be deployed in the EU under any circumstances?

Q18
medium

An organization has deployed an AI-based system that automatically denies access to a restricted facility based on facial recognition. An employee dis...

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